Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC

Nov 22 2024 11:36 GMTSource: RNS

RNS Number : 3614N

Barclays PLC

22 November 2024

FORM 8.5 (EPT/NON-RI)
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN
EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY ("RI") STATUS
(OR WHERE RI STATUS IS NOT APPLICABLE)
Rule 8.5 of the Takeover Code (the "Code")
1.	KEY INFORMATION
(a)	Name of exempt principal trader:			BARCLAYS CAPITAL SECURITIES LTD
(b)	Name of offeror/offeree in relation to whose relevant securities this form relates:			HARGREAVES LANSDOWN PLC
(c)	Name of the party to the offer with which exempt principal trader is connected			HARGREAVES LANSDOWN PLC
(d)	Date position held/dealing undertaken:			21 Nov 2024
(e)	In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to the offer?			NO
2.	POSITIONS OF THE EXEMPT PRINCIPAL TRADER
(a)	Interests and short positions in the relevant securities of the offeror or offeree
	to which the disclosure relates following the dealing (if any)
Class of relevant security:				0.4p ordinary
				Interests		Short Positions
				Number	(%)	Number	(%)
(1) Relevant securities owned and/or controlled:				8,710,790	1.84%	63,167	0.01%
(2) Cash-settled derivatives:				280,302	0.05%	8,494,052	1.79%
(3) Stock-settled derivatives (including options) and agreements to purchase/sell:				0	0.00%	0	0.00%
TOTAL:				8,991,092	1.89%	8,557,219	1.80%

(b)	Rights to subscribe for new securities (including directors and other executive options)
Class of relevant security in relation to which subscription right exists
Details, including nature of the rights concerned and relevant percentages:
3.	DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER
(a)	Purchase and sales
Class of relevant security	Purchase/sale	Total number of securities	Highest price per unit paid/received	Lowest price per unit paid/received
0.4p ordinary	Purchase	819320	10.8944 GBP	10.8800 GBP
0.4p ordinary	Sale	723865	10.8948 GBP	10.8798 GBP

(b)	Cash-settled derivative transactions
Class of relevant security	Product description	Nature of dealing	Number of reference securities	Price per unit
0.4p ordinary	SWAP	Decreasing Short	105	10.8798 GBP
0.4p ordinary	SWAP	Decreasing Short	15,945	10.8831 GBP
0.4p ordinary	SWAP	Decreasing Short	115	10.8837 GBP
0.4p ordinary	SWAP	Decreasing Short	198	10.8840 GBP
0.4p ordinary	SWAP	Decreasing Short	37,433	10.8847 GBP
0.4p ordinary	SWAP	Decreasing Short	10,065	10.8850 GBP
0.4p ordinary	SWAP	Decreasing Short	445	10.8872 GBP
0.4p ordinary	SWAP	Decreasing Short	545	10.8912 GBP
0.4p ordinary	SWAP	Decreasing Short	179	10.8948 GBP
0.4p ordinary	SWAP	Decreasing Short	85	10.8950 GBP
0.4p ordinary	SWAP	Increasing Short	48,396	10.8850 GBP
0.4p ordinary	SWAP	Increasing Short	5,969	10.8855 GBP
0.4p ordinary	SWAP	Increasing Short	8,995	10.8878 GBP
0.4p ordinary	SWAP	Increasing Short	6,539	10.8882 GBP
0.4p ordinary	SWAP	Increasing Short	17,641	10.8883 GBP
0.4p ordinary	SWAP	Increasing Short	7,375	10.8886 GBP
0.4p ordinary	SWAP	Increasing Short	7,686	10.8893 GBP
0.4p ordinary	SWAP	Increasing Short	3,443	10.8895 GBP
0.4p ordinary	SWAP	Increasing Short	403	10.8900 GBP
0.4p ordinary	SWAP	Increasing Short	13,513	10.8908 GBP
0.4p ordinary	SWAP	Increasing Short	57,914	10.8914 GBP
0.4p ordinary	CFD	Increasing Short	148	10.8906 GBP

(c)	Stock-settled derivative transactions (including options)
(i)	Writing, selling, purchasing or varying
Class of relevant security	Product description	Writing, purchasing, selling, varying etc	Number of securities to which option relates	Exercise price per unit	Type	Expiry date	Option money paid/ received per unit


(ii)	Exercising
Class of relevant security	Product description	Exercising/ exercised against	Number of securities	Exercise price per unit


(d)	Other dealings (including subscribing for new securities)
Class of relevant security	Nature of Dealings	Details	Price per unit (if applicable)

4.	OTHER INFORMATION
(a)	Indemnity and other dealings arrangements
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
NONE
(b)	Agreements, arrangements or understandings relating to options or derivatives
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to: (i) the voting rights of any relevant securities under any option; or (ii) the voting rights of future acquisition or disposal of any relevant securities to which any derivative is referenced:
NONE
(c)	Attachments
Is a Supplemental Form 8 (Open Positions) attached?				NO
Date of disclosure:				22 Nov 2024
Contact name:				Large Holdings Regulatory Operations
Telephone number:				020 3134 7213

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Form 8.5 (EPT/NON-RI) HARGREAVES LANSDOWN PLC