TR-1: Standard form for notification of major holdings
1. Issuer Details
ISIN
BMG022411000
Issuer Name
CAPITAL LIMITED
UK or Non-UK Issuer
Non-UK
2. Reason for Notification
An acquisition or disposal of voting rights
3. Details of person subject to the notification obligation
Name
Aegis Financial Corporation
City of registered office (if applicable)
McLean
Country of registered office (if applicable)
United States of America
|
Name |
City of registered office |
Country of registered office |
|
Scott L. Barbee |
|
|
4. Details of the shareholder
Full name of shareholder(s) if different from the person(s) subject to the notification obligation, above
City of registered office (if applicable)
Country of registered office (if applicable)
5. Date on which the threshold was crossed or reached
22-Aug-2024
6. Date on which Issuer notified
23-Aug-2024
7. Total positions of person(s) subject to the notification obligation
|
. |
% of voting rights attached to shares (total of 8.A) |
% of voting rights through financial instruments (total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights held in issuer |
|
Resulting situation on the date on which threshold was crossed or reached |
5.170000 |
0.000000 |
5.170000 |
10153410 |
|
Position of previous notification (if applicable) |
|
|
|
|
8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
8A. Voting rights attached to shares
|
Class/Type of shares ISIN code(if possible) |
Number of direct voting rights (DTR5.1) |
Number of indirect voting rights (DTR5.2.1) |
% of direct voting rights (DTR5.1) |
% of indirect voting rights (DTR5.2.1) |
|
BMG022411000 |
0 |
10153410 |
0.000000 |
5.170000 |
|
Sub Total 8.A |
10153410 |
5.170000% |
||
8B1. Financial Instruments according to (DTR5.3.1R.(1) (a))
|
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Number of voting rights that may be acquired if the instrument is exercised/converted |
% of voting rights |
|
|
|
|
|
|
|
Sub Total 8.B1 |
|
|
|
|
8B2. Financial Instruments with similar economic effect according to (DTR5.3.1R.(1) (b))
|
Type of financial instrument |
Expiration date |
Exercise/conversion period |
Physical or cash settlement |
Number of voting rights |
% of voting rights |
|
|
|
|
|
|
|
|
Sub Total 8.B2 |
|
|
|
||
9. Information in relation to the person subject to the notification obligation
2. Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entities (please add additional rows as necessary)
|
Ultimate controlling person |
Name of controlled undertaking |
% of voting rights if it equals or is higher than the notifiable threshold |
% of voting rights through financial instruments if it equals or is higher than the notifiable threshold |
Total of both if it equals or is higher than the notifiable threshold |
|
Scott L. Barbee |
|
5.170000 |
0.000000 |
5.170000% |
|
Scott L. Barbee |
Aegis Financial Corporation |
5.170000 |
0.000000 |
5.170000% |
10. In case of proxy voting
Name of the proxy holder
The number and % of voting rights held
The date until which the voting rights will be held
11. Additional Information
Aegis Financial Corporation ("AFC") is a US-based investment management company that manages the Aegis Value Fund, a series of The Aegis Funds, as well as other separately managed accounts. Scott Barbee is the control owner of AFC. The indirect shares reported in this filing are controlled by Scott Barbee in his capacity as the discretionary portfolio manager for AFC and the Aegis Value Fund. As of the date the threshold was reached or crossed, the Aegis Value Fund held 9,705,632 shares or 4.95%, of the issuer.
12. Date of Completion
23-Aug-2024
13. Place Of Completion
USA
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