FORM 8.3 - Amendment to 2a and 3a |
|||||||
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
|||||||
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
|||||||
MORE |
|||||||
Rule 8.3 of the Takeover Code (the "Code") |
|||||||
1. |
KEY INFORMATION |
||||||
(a) |
Full name of discloser: |
Barclays PLC. |
|||||
(b) |
Owner or controller of interest and short |
|
|||||
(c) |
Name of offeror/offeree in relation to whose |
DS SMITH PLC |
|||||
(d) |
If an exempt fund manager connected with an |
|
|||||
(e) |
Date position held/dealing undertaken: |
03 Sep 2024 |
|||||
(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
|||||
2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
||||||
Class of relevant security: |
10p ordinary |
||||||
|
Interests |
Short Positions |
|||||
Number |
(%) |
Number |
(%) |
||||
(1) Relevant securities owned and/or controlled: |
32,979,195 |
2.39% |
28,489,686 |
2.06% |
|||
(2) Cash-settled derivatives: |
11,169,303 |
0.81% |
32,700,655 |
2.37% |
|||
(3) Stock-settled derivatives (including options) and agreements to purchase/sell: |
0 |
0.00% |
0 |
0.00% |
|||
|
44,148,498 |
3.20% |
61,190,341 |
4.43% |
|||
(b) |
Rights to subscribe for new securities (including directors and |
||||||
Class of relevant security in relation to |
|
||||||
Details, including nature of the rights |
|
||||||
3. |
DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE |
||||||
(a) |
Purchase and sales |
||||||
Class of relevant |
Purchase/sale |
Number of |
Price per unit |
||||
10p ordinary |
Purchase |
450,940 |
4.7363 GBP |
||||
10p ordinary |
Purchase |
90,459 |
4.7277 GBP |
||||
10p ordinary |
Purchase |
61,977 |
4.7394 GBP |
||||
10p ordinary |
Purchase |
57,228 |
4.7288 GBP |
||||
10p ordinary |
Purchase |
38,136 |
4.7231 GBP |
||||
10p ordinary |
Purchase |
32,800 |
4.7213 GBP |
||||
10p ordinary |
Purchase |
25,000 |
4.7229 GBP |
||||
10p ordinary |
Purchase |
24,699 |
4.7240 GBP |
||||
10p ordinary |
Purchase |
23,648 |
4.7152 GBP |
||||
10p ordinary |
Purchase |
18,765 |
4.7401 GBP |
||||
10p ordinary |
Purchase |
17,967 |
4.6531 GBP |
||||
10p ordinary |
Purchase |
13,141 |
4.7400 GBP |
||||
10p ordinary |
Purchase |
12,136 |
4.7220 GBP |
||||
10p ordinary |
Purchase |
11,849 |
4.7228 GBP |
||||
10p ordinary |
Purchase |
6,668 |
4.7365 GBP |
||||
10p ordinary |
Purchase |
3,522 |
4.7276 GBP |
||||
10p ordinary |
Purchase |
3,269 |
4.7262 GBP |
||||
10p ordinary |
Purchase |
2,529 |
4.7450 GBP |
||||
10p ordinary |
Purchase |
2,410 |
4.7327 GBP |
||||
10p ordinary |
Purchase |
2,406 |
4.7539 GBP |
||||
10p ordinary |
Purchase |
1,424 |
4.7160 GBP |
||||
10p ordinary |
Purchase |
1,422 |
4.7338 GBP |
||||
10p ordinary |
Purchase |
1,276 |
4.7226 GBP |
||||
10p ordinary |
Purchase |
1,207 |
4.7300 GBP |
||||
10p ordinary |
Purchase |
970 |
4.7420 GBP |
||||
10p ordinary |
Purchase |
920 |
4.7080 GBP |
||||
10p ordinary |
Purchase |
842 |
4.7180 GBP |
||||
10p ordinary |
Purchase |
761 |
4.7280 GBP |
||||
10p ordinary |
Purchase |
648 |
4.7360 GBP |
||||
10p ordinary |
Purchase |
581 |
4.7293 GBP |
||||
10p ordinary |
Purchase |
338 |
4.7380 GBP |
||||
10p ordinary |
Purchase |
88 |
4.7260 GBP |
||||
10p ordinary |
Purchase |
62 |
4.7367 GBP |
||||
10p ordinary |
Purchase |
6 |
4.7316 GBP |
||||
10p ordinary |
Sale |
323,102 |
4.7335 GBP |
||||
10p ordinary |
Sale |
110,832 |
4.7400 GBP |
||||
10p ordinary |
Sale |
96,975 |
4.7405 GBP |
||||
10p ordinary |
Sale |
88,249 |
4.7385 GBP |
||||
10p ordinary |
Sale |
63,032 |
4.7236 GBP |
||||
10p ordinary |
Sale |
60,345 |
4.7260 GBP |
||||
10p ordinary |
Sale |
55,607 |
4.7235 GBP |
||||
10p ordinary |
Sale |
42,037 |
4.6472 GBP |
||||
10p ordinary |
Sale |
33,515 |
4.7234 GBP |
||||
10p ordinary |
Sale |
29,533 |
4.7383 GBP |
||||
10p ordinary |
Sale |
22,253 |
4.7230 GBP |
||||
10p ordinary |
Sale |
20,031 |
4.7197 GBP |
||||
10p ordinary |
Sale |
17,235 |
4.7132 GBP |
||||
10p ordinary |
Sale |
11,402 |
4.7240 GBP |
||||
10p ordinary |
Sale |
10,903 |
4.7271 GBP |
||||
10p ordinary |
Sale |
8,393 |
4.7242 GBP |
||||
10p ordinary |
Sale |
4,955 |
4.7217 GBP |
||||
10p ordinary |
Sale |
4,408 |
4.7167 GBP |
||||
10p ordinary |
Sale |
3,462 |
4.7198 GBP |
||||
10p ordinary |
Sale |
3,059 |
4.7251 GBP |
||||
10p ordinary |
Sale |
2,406 |
4.7540 GBP |
||||
10p ordinary |
Sale |
1,957 |
4.7216 GBP |
||||
10p ordinary |
Sale |
1,515 |
4.7060 GBP |
||||
10p ordinary |
Sale |
1,406 |
4.7284 GBP |
||||
10p ordinary |
Sale |
1,400 |
4.7343 GBP |
||||
10p ordinary |
Sale |
1,295 |
4.7130 GBP |
||||
10p ordinary |
Sale |
1,207 |
4.7300 GBP |
||||
10p ordinary |
Sale |
842 |
4.7180 GBP |
||||
10p ordinary |
Sale |
761 |
4.7280 GBP |
||||
10p ordinary |
Sale |
648 |
4.7360 GBP |
||||
10p ordinary |
Sale |
545 |
4.7215 GBP |
||||
10p ordinary |
Sale |
338 |
4.7380 GBP |
||||
10p ordinary |
Sale |
238 |
4.7100 GBP |
||||
10p ordinary |
Sale |
3 |
4.7326 GBP |
||||
(b) |
Cash-settled derivative transactions |
||||||
Class of |
Product description |
Nature of dealing |
Number of |
Price per |
|||
10p ordinary |
SWAP |
Decreasing Short |
42,037 |
4.6472 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
20,031 |
4.7197 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
22,253 |
4.7230 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
20,204 |
4.7233 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
55,607 |
4.7235 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
63,032 |
4.7236 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
28,096 |
4.7247 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
1,406 |
4.7284 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
10,896 |
4.7337 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
32,334 |
4.7363 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
29,533 |
4.7383 GBP |
|||
10p ordinary |
SWAP |
Decreasing Short |
49,465 |
4.7400 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
451 |
4.7020 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
9,913 |
4.7211 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
11,849 |
4.7228 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
36,314 |
4.7229 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
88 |
4.7260 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
3,269 |
4.7262 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
581 |
4.7293 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
236,368 |
4.7297 GBP |
|||
10p ordinary |
SWAP |
Increasing Short |
15,777 |
4.7381 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
68 |
4.7231 GBP |
|||
10p ordinary |
CFD |
Decreasing Short |
227 |
4.7400 GBP |
|||
10p ordinary |
CFD |
Increasing Short |
62 |
4.7367 GBP |
|||
10p ordinary |
CFD |
Increasing Short |
6,159 |
4.7400 GBP |
|||
|
|
|
|
|
|
|
|
(c) |
Stock-settled derivative transactions |
||||||
(i) |
Writing, selling, purchasing or varying |
||||||
Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
|
(ii) |
Exercising |
|
|
|
|
|
|
Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
|||
|
|
|
|
|
|||
|
|
|
|
|
|
|
|
(d) |
Other dealings (including subscribing for |
||||||
Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
||||
|
|
|
|
||||
4. |
OTHER INFORMATION |
||||||
(a) |
Indemnity and other dealings arrangements |
||||||
Details of any indemnity or option arrangement, or any agreement or understanding, |
|||||||
NONE |
|||||||
(b) |
Agreements, arrangements or understandings relating to options or |
||||||
Details of any agreement, arrangement or understanding, formal or informal, between |
|||||||
NONE |
|||||||
(c) |
Attachments |
|
|
|
|
|
|
Is a Supplemental Form 8 (Open Positions) attached? |
NO |
||||||
Date of disclosure: |
05 Sep 2024 |
||||||
Contact name: |
Large Holdings Regulatory Operations |
||||||
Telephone number: |
020 3134 7213 |
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy.