Form 8.3 - Gran Tierra Energy, Inc

Source: RNS
RNS Number : 7791E
Two Sigma Investments, LP
18 September 2024
 

FORM 8.3

 

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the "Code")

 

1.         KEY INFORMATION

 

(a) Full name of discloser:

Two Sigma Investments, LP in its capacity as investment adviser and on behalf its affiliates under common control that exercise independent investment discretion ("Two Sigma").

(b) Owner or controller of interests and short positions disclosed, if different from 1(a):

     The naming of nominee or vehicle companies is insufficient.  For a trust, the trustee(s), settlor and beneficiaries must be named.


(c) Name of offeror/offeree in relation to whose relevant securities this form relates:

     Use a separate form for each offeror/offeree

Gran Tierra Energy, Inc.

(d) If an exempt fund manager connected with an offeror/offeree, state this and specify identity of offeror/offeree:


(e) Date position held/dealing undertaken:

     For an opening position disclosure, state the latest practicable date prior to the disclosure

10/09/2024

 

*In addition, Two Sigma has dealt on previous dates during the offer period as attached at the end of this form

 

(f)  In addition to the company in 1(c) above, is the discloser making disclosures in respect of any other party to the offer?

     If it is a cash offer or possible cash offer, state "N/A"

Yes - i3 Energy PLC

 

2.         POSITIONS OF THE PERSON MAKING THE DISCLOSURE

 

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

 

(a)        Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

 

Class of relevant security:

 

USD 0.001 ordinary

 

 

Interests

Short positions

 

Number

%

Number

%

(1) Relevant securities owned and/or controlled:

1093423

3.56

4241

0.01

(2) Cash-settled derivatives:

 

 

 

 

 

(3) Stock-settled derivatives (including options) and agreements to purchase/sell:

 

 

 

 

     TOTAL:

1093423

3.56

4241

0.01

 

All interests and all short positions should be disclosed.

 

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

 

(b)        Rights to subscribe for new securities (including directors' and other employee options)

 

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

 

 

3.         DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

 

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

 

The currency of all prices and other monetary amounts should be stated.

 

(a)        Purchases and sales

 

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

USD 0.001 ordinary

 

Purchase

8408

9.0174 CAD

 

USD 0.001 ordinary

 

Purchase

200

10.725 USD

 

USD 0.001 ordinary

 

Sale

21051

6.0566 CAD

 

USD 0.001 ordinary

 

Sale

700

9.9214 USD

 

 

(b)        Cash-settled derivative transactions

 

Class of relevant security

Product description

e.g. CFD

Nature of dealing

e.g. opening/closing a long/short position, increasing/reducing a long/short position

Number of reference securities

Price per unit


 

 




 

(c)        Stock-settled derivative transactions (including options)

 

(i)         Writing, selling, purchasing or varying

 

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit









 

(ii)        Exercise

 

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

 

(d)        Other dealings (including subscribing for new securities)

 

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

 

 

4.         OTHER INFORMATION

 

(a)        Indemnity and other dealing arrangements

 

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included.  If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(b)        Agreements, arrangements or understandings relating to options or derivatives

 

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i)  the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state "none"

 

None

 

 

(c)        Attachments

 

Is a Supplemental Form 8 (Open Positions) attached?

NO

 

 

Date of disclosure:

18 September 2024

Contact name:

Carsten Otto

 

Telephone number*:

+1 (212) 625 05700

 

 

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

 

The Panel's Market Surveillance Unit is available for consultation in relation to the Code's disclosure requirements on +44 (0)20 7638 0129.

 

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel's Market Surveillance Unit.

 

The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.

 

 

 

*Previous dates of dealing

 

Date of Dealing

Class of relevant security

Purchase/sale

 

Number of securities

Price per unit

20/08/2024

USD 0.001 ordinary

Purchase

10901

7.8516 USD

20/08/2024

USD 0.001 ordinary

Sale

7270

6.7005 CAD

20/08/2024

USD 0.001 ordinary

Sale

9305

7.8578 USD

21/08/2024

USD 0.001 ordinary

Purchase

6914

7.3509 CAD

21/08/2024

USD 0.001 ordinary

Purchase

6900

10.6797 USD

21/08/2024

USD 0.001 ordinary

Sale

45

8.99 CAD

21/08/2024

USD 0.001 ordinary

Sale

600

10.6083 USD

22/08/2024

USD 0.001 ordinary

Purchase

15285

7.8582 USD

22/08/2024

USD 0.001 ordinary

Sale

3230

6.6287 CAD

22/08/2024

USD 0.001 ordinary

Sale

17466

7.8611 USD

23/08/2024

USD 0.001 ordinary

Purchase

2700

9.9252 CAD

23/08/2024

USD 0.001 ordinary

Purchase

1500

10.6705 USD

23/08/2024

USD 0.001 ordinary

Sale

6345

8.9661 CAD

23/08/2024

USD 0.001 ordinary

Sale

100

10.39 USD

26/08/2024

USD 0.001 ordinary

Purchase

7816

7.3586 CAD

26/08/2024

USD 0.001 ordinary

Purchase

4109

7.8346 USD

26/08/2024

USD 0.001 ordinary

Sale

13525

6.643 CAD

26/08/2024

USD 0.001 ordinary

Sale

1842

7.8366 USD

27/08/2024

USD 0.001 ordinary

Purchase

16437

6.7106 CAD

27/08/2024

USD 0.001 ordinary

Purchase

300

10.7 USD

27/08/2024

USD 0.001 ordinary

Sale

9944

6.5319 CAD

27/08/2024

USD 0.001 ordinary

Sale

1200

10.4442 USD

28/08/2024

USD 0.001 ordinary

Purchase

5613

7.8274 USD

28/08/2024

USD 0.001 ordinary

Sale

5800

8.7776 CAD

28/08/2024

USD 0.001 ordinary

Sale

14827

7.7809 USD

29/08/2024

USD 0.001 ordinary

Purchase

11100

9.0666 CAD

29/08/2024

USD 0.001 ordinary

Purchase

1991

7.6484 USD

29/08/2024

USD 0.001 ordinary

Sale

16420

6.5167 CAD

29/08/2024

USD 0.001 ordinary

Sale

2062

7.817 USD

30/08/2024

USD 0.001 ordinary

Purchase

22551

6.6863 CAD

30/08/2024

USD 0.001 ordinary

Purchase

1900

10.445 USD

30/08/2024

USD 0.001 ordinary

Sale

9354

6.3634 CAD

30/08/2024

USD 0.001 ordinary

Sale

1000

10.482 USD

03/09/2024

USD 0.001 ordinary

Purchase

3861

7.6584 USD

03/09/2024

USD 0.001 ordinary

Sale

2100

8.6296 CAD

03/09/2024

USD 0.001 ordinary

Sale

4355

7.8339 USD

04/09/2024

USD 0.001 ordinary

Purchase

8

8.99 CAD

04/09/2024

USD 0.001 ordinary

Purchase

800

10.5075 USD

04/09/2024

USD 0.001 ordinary

Sale

17496

6.3768 CAD

04/09/2024

USD 0.001 ordinary

Sale

200

10.4 USD

05/09/2024

USD 0.001 ordinary

Purchase

3989

6.679 CAD

05/09/2024

USD 0.001 ordinary

Purchase

1383

7.7046 USD

05/09/2024

USD 0.001 ordinary

Sale

400

8.315 CAD

05/09/2024

USD 0.001 ordinary

Sale

6057

7.7001 USD

06/09/2024

USD 0.001 ordinary

Purchase

1300

10.4346 USD

06/09/2024

USD 0.001 ordinary

Sale

13300

6.0789 CAD

06/09/2024

USD 0.001 ordinary

Sale

300

10.3533 USD

09/09/2024

USD 0.001 ordinary

Purchase

8745

7.7073 USD

09/09/2024

USD 0.001 ordinary

Sale

1700

8.2229 CAD

09/09/2024

USD 0.001 ordinary

Sale

8371

7.729 USD

 

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