Form 8.3 - Smith (DS) plc
Source: RNS
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
DS SMITH PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
04 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
INTERNATIONAL PAPER COMPANY |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
10p ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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33,080,241 |
2.40% |
28,582,160 |
2.07% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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11,154,337 |
0.81% |
32,796,478 |
2.38% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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0 |
0.00% |
0 |
0.00% |
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TOTAL: |
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44,234,578 |
3.20% |
61,378,638 |
4.45% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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10p ordinary |
Purchase |
625,651 |
4.6540 GBP |
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10p ordinary |
Purchase |
199,760 |
4.6432 GBP |
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10p ordinary |
Purchase |
166,085 |
4.6519 GBP |
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10p ordinary |
Purchase |
54,818 |
4.6397 GBP |
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10p ordinary |
Purchase |
32,297 |
4.6656 GBP |
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10p ordinary |
Purchase |
19,304 |
4.6400 GBP |
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10p ordinary |
Purchase |
18,007 |
4.6642 GBP |
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10p ordinary |
Purchase |
13,570 |
4.6707 GBP |
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10p ordinary |
Purchase |
13,525 |
4.6647 GBP |
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10p ordinary |
Purchase |
12,578 |
4.6735 GBP |
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10p ordinary |
Purchase |
8,545 |
4.6527 GBP |
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10p ordinary |
Purchase |
7,576 |
4.6635 GBP |
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10p ordinary |
Purchase |
5,564 |
4.6595 GBP |
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10p ordinary |
Purchase |
4,554 |
4.6698 GBP |
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10p ordinary |
Purchase |
4,545 |
4.6640 GBP |
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10p ordinary |
Purchase |
4,451 |
4.6667 GBP |
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10p ordinary |
Purchase |
2,904 |
4.6563 GBP |
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10p ordinary |
Purchase |
2,647 |
4.6680 GBP |
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10p ordinary |
Purchase |
2,632 |
4.6598 GBP |
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10p ordinary |
Purchase |
1,744 |
4.6496 GBP |
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10p ordinary |
Purchase |
1,740 |
4.6440 GBP |
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10p ordinary |
Purchase |
1,354 |
4.6395 GBP |
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10p ordinary |
Purchase |
1,279 |
4.6591 GBP |
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10p ordinary |
Purchase |
1,256 |
4.6655 GBP |
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10p ordinary |
Purchase |
1,083 |
4.6360 GBP |
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10p ordinary |
Purchase |
1,028 |
4.6500 GBP |
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10p ordinary |
Purchase |
769 |
4.6780 GBP |
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10p ordinary |
Purchase |
724 |
4.6550 GBP |
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10p ordinary |
Purchase |
698 |
4.6523 GBP |
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10p ordinary |
Purchase |
694 |
4.6645 GBP |
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10p ordinary |
Purchase |
651 |
4.6700 GBP |
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10p ordinary |
Purchase |
604 |
4.6600 GBP |
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10p ordinary |
Purchase |
589 |
4.6460 GBP |
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10p ordinary |
Purchase |
350 |
4.6589 GBP |
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10p ordinary |
Purchase |
6 |
4.6427 GBP |
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10p ordinary |
Purchase |
2 |
4.6520 GBP |
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10p ordinary |
Sale |
304,790 |
4.6570 GBP |
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10p ordinary |
Sale |
113,132 |
4.6538 GBP |
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10p ordinary |
Sale |
97,384 |
4.6670 GBP |
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10p ordinary |
Sale |
75,739 |
4.6450 GBP |
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10p ordinary |
Sale |
69,787 |
4.6624 GBP |
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10p ordinary |
Sale |
62,510 |
4.6540 GBP |
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10p ordinary |
Sale |
59,124 |
4.6654 GBP |
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10p ordinary |
Sale |
56,265 |
4.6460 GBP |
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10p ordinary |
Sale |
51,869 |
4.6577 GBP |
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10p ordinary |
Sale |
45,046 |
4.6443 GBP |
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10p ordinary |
Sale |
42,194 |
4.6600 GBP |
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10p ordinary |
Sale |
37,614 |
4.6434 GBP |
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10p ordinary |
Sale |
31,054 |
4.6400 GBP |
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10p ordinary |
Sale |
24,169 |
4.6611 GBP |
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10p ordinary |
Sale |
22,196 |
4.6646 GBP |
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10p ordinary |
Sale |
18,987 |
4.6548 GBP |
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10p ordinary |
Sale |
18,000 |
4.6520 GBP |
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10p ordinary |
Sale |
10,824 |
4.6586 GBP |
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10p ordinary |
Sale |
8,226 |
4.6551 GBP |
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10p ordinary |
Sale |
6,170 |
4.6545 GBP |
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10p ordinary |
Sale |
5,827 |
4.6608 GBP |
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10p ordinary |
Sale |
4,449 |
4.6567 GBP |
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10p ordinary |
Sale |
4,357 |
4.6658 GBP |
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10p ordinary |
Sale |
3,980 |
4.6553 GBP |
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10p ordinary |
Sale |
3,722 |
4.6565 GBP |
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10p ordinary |
Sale |
3,445 |
4.6522 GBP |
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10p ordinary |
Sale |
2,497 |
4.6526 GBP |
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10p ordinary |
Sale |
2,165 |
4.6530 GBP |
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10p ordinary |
Sale |
2,070 |
4.6576 GBP |
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10p ordinary |
Sale |
1,933 |
4.6672 GBP |
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10p ordinary |
Sale |
1,911 |
4.6820 GBP |
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10p ordinary |
Sale |
1,860 |
4.6566 GBP |
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10p ordinary |
Sale |
1,740 |
4.6440 GBP |
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10p ordinary |
Sale |
1,665 |
4.6584 GBP |
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10p ordinary |
Sale |
1,166 |
4.6560 GBP |
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10p ordinary |
Sale |
1,083 |
4.6360 GBP |
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10p ordinary |
Sale |
990 |
4.6660 GBP |
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10p ordinary |
Sale |
922 |
4.6564 GBP |
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10p ordinary |
Sale |
778 |
4.6420 GBP |
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10p ordinary |
Sale |
769 |
4.6780 GBP |
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10p ordinary |
Sale |
689 |
4.6860 GBP |
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10p ordinary |
Sale |
651 |
4.6700 GBP |
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10p ordinary |
Sale |
605 |
4.6534 GBP |
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10p ordinary |
Sale |
449 |
4.6640 GBP |
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10p ordinary |
Sale |
197 |
4.6653 GBP |
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10p ordinary |
Sale |
10 |
4.6452 GBP |
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10p ordinary |
Sale |
2 |
4.6524 GBP |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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10p ordinary |
SWAP |
Increasing Short |
15,575 |
4.6522 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
450 |
4.6360 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
30,536 |
4.6400 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
69 |
4.6460 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
2,497 |
4.6526 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
2,165 |
4.6530 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
33,784 |
4.6590 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
6,628 |
4.6598 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
12,334 |
4.6602 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
13,753 |
4.6609 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
24,169 |
4.6611 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
69,787 |
4.6624 GBP |
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10p ordinary |
SWAP |
Decreasing Short |
20,973 |
4.6640 GBP |
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10p ordinary |
SWAP |
Increasing Short |
13,423 |
4.6393 GBP |
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10p ordinary |
SWAP |
Increasing Short |
102,435 |
4.6400 GBP |
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10p ordinary |
SWAP |
Increasing Short |
82,819 |
4.6479 GBP |
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10p ordinary |
SWAP |
Increasing Short |
8,545 |
4.6527 GBP |
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10p ordinary |
SWAP |
Increasing Short |
17,967 |
4.6531 USD |
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10p ordinary |
SWAP |
Increasing Short |
2,904 |
4.6563 GBP |
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10p ordinary |
SWAP |
Increasing Short |
350 |
4.6589 GBP |
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10p ordinary |
SWAP |
Increasing Short |
2,632 |
4.6598 GBP |
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10p ordinary |
SWAP |
Increasing Short |
260 |
4.6600 GBP |
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10p ordinary |
SWAP |
Increasing Short |
81,199 |
4.6622 GBP |
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10p ordinary |
SWAP |
Increasing Short |
434 |
4.6673 GBP |
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10p ordinary |
CFD |
Decreasing Short |
10 |
4.6450 GBP |
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10p ordinary |
CFD |
Decreasing Short |
605 |
4.6531 GBP |
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10p ordinary |
CFD |
Increasing Short |
6 |
4.6433 GBP |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
NO |
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Date of disclosure: |
05 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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