Form 8.3 - International Paper Company
Source: RNS
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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
INTERNATIONAL PAPER COMPANY |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
04 Sep 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
DS SMITH PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
common stock |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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831,459 |
0.24% |
489,592 |
0.14% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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367,654 |
0.11% |
0 |
0.00% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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123,800 |
0.04% |
0 |
0.00% |
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TOTAL: |
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1,322,913 |
0.38% |
489,592 |
0.14% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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common stock |
Purchase |
103,347 |
47.3586 USD |
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common stock |
Purchase |
48,565 |
47.3122 USD |
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common stock |
Purchase |
36,424 |
47.4010 USD |
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common stock |
Purchase |
35,674 |
47.3932 USD |
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common stock |
Purchase |
28,890 |
47.4768 USD |
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common stock |
Purchase |
22,877 |
47.2813 USD |
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common stock |
Purchase |
22,501 |
47.3100 USD |
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common stock |
Purchase |
20,502 |
47.3289 USD |
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common stock |
Purchase |
12,973 |
47.3130 USD |
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common stock |
Purchase |
9,850 |
47.4131 USD |
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common stock |
Purchase |
9,510 |
47.3223 USD |
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common stock |
Purchase |
9,174 |
47.2797 USD |
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common stock |
Purchase |
4,914 |
47.2855 USD |
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common stock |
Purchase |
3,454 |
47.3911 USD |
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common stock |
Purchase |
3,400 |
47.3600 USD |
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common stock |
Purchase |
3,289 |
47.3502 USD |
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common stock |
Purchase |
3,247 |
47.4406 USD |
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common stock |
Purchase |
3,100 |
47.3692 USD |
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common stock |
Purchase |
2,567 |
47.3099 USD |
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common stock |
Purchase |
2,221 |
47.3629 USD |
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common stock |
Purchase |
1,825 |
47.4328 USD |
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common stock |
Purchase |
800 |
47.2737 USD |
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common stock |
Purchase |
756 |
47.4211 USD |
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common stock |
Purchase |
405 |
47.4342 USD |
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common stock |
Purchase |
377 |
47.3270 USD |
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common stock |
Purchase |
364 |
47.2100 USD |
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common stock |
Purchase |
334 |
47.5700 USD |
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common stock |
Purchase |
254 |
47.2864 USD |
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common stock |
Purchase |
250 |
47.5750 USD |
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common stock |
Purchase |
222 |
47.2527 USD |
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common stock |
Purchase |
200 |
47.1750 USD |
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common stock |
Purchase |
198 |
47.2095 USD |
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common stock |
Purchase |
168 |
47.4747 USD |
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common stock |
Purchase |
100 |
47.3150 USD |
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common stock |
Purchase |
95 |
47.2600 USD |
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common stock |
Purchase |
91 |
47.3200 USD |
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common stock |
Purchase |
34 |
47.5200 USD |
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common stock |
Purchase |
15 |
47.5550 USD |
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common stock |
Purchase |
4 |
47.5100 USD |
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common stock |
Sale |
144,473 |
47.3711 USD |
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common stock |
Sale |
65,424 |
47.3610 USD |
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common stock |
Sale |
34,463 |
47.3328 USD |
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common stock |
Sale |
22,021 |
47.3412 USD |
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common stock |
Sale |
21,619 |
47.3100 USD |
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common stock |
Sale |
19,708 |
47.3111 USD |
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common stock |
Sale |
16,752 |
47.2714 USD |
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common stock |
Sale |
16,270 |
47.5701 USD |
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common stock |
Sale |
8,769 |
47.3407 USD |
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common stock |
Sale |
6,976 |
47.3063 USD |
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common stock |
Sale |
6,102 |
47.3086 USD |
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common stock |
Sale |
5,210 |
47.2742 USD |
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common stock |
Sale |
5,182 |
47.3650 USD |
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common stock |
Sale |
3,422 |
47.3099 USD |
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common stock |
Sale |
3,400 |
47.3600 USD |
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common stock |
Sale |
2,162 |
47.3340 USD |
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common stock |
Sale |
2,149 |
47.3761 USD |
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common stock |
Sale |
1,550 |
47.3692 USD |
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common stock |
Sale |
1,472 |
47.3386 USD |
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common stock |
Sale |
831 |
47.4086 USD |
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common stock |
Sale |
674 |
47.3864 USD |
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common stock |
Sale |
548 |
47.3632 USD |
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common stock |
Sale |
436 |
47.4386 USD |
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common stock |
Sale |
377 |
47.3270 USD |
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common stock |
Sale |
365 |
47.3566 USD |
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common stock |
Sale |
334 |
47.5700 USD |
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common stock |
Sale |
222 |
47.2527 USD |
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common stock |
Sale |
220 |
47.3779 USD |
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common stock |
Sale |
198 |
47.2095 USD |
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common stock |
Sale |
180 |
47.3919 USD |
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common stock |
Sale |
125 |
47.5750 USD |
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common stock |
Sale |
89 |
47.4396 USD |
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common stock |
Sale |
86 |
47.5124 USD |
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common stock |
Sale |
65 |
47.3738 USD |
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common stock |
Sale |
34 |
47.5200 USD |
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common stock |
Sale |
31 |
47.3120 USD |
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common stock |
Sale |
30 |
47.5550 USD |
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common stock |
Sale |
27 |
47.5000 USD |
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common stock |
Sale |
22 |
47.3000 USD |
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common stock |
Sale |
20 |
47.2875 USD |
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common stock |
Sale |
10 |
47.3900 USD |
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common stock |
Sale |
5 |
47.5100 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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common stock |
SWAP |
Increasing Long |
1,712 |
47.3074 USD |
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common stock |
SWAP |
Decreasing Long |
1,448 |
47.3125 USD |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
05 Sep 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
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Name of offeror/offeree in relation to whose |
INTERNATIONAL PAPER CO |
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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common stock |
Put Options |
Written |
123,800 |
45.0000 |
American |
20 Sep 2024 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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