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FORM 8.3 |
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PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY |
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A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR |
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MORE |
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Rule 8.3 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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(a) |
Full name of discloser: |
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Barclays PLC. |
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(b) |
Owner or controller of interest and short |
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positions disclosed, if different from 1(a): |
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(c) |
Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
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relevant securities this form relates: |
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(d) |
If an exempt fund manager connected with an |
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offeror/offeree, state this and specify identity of |
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offeror/offeree: |
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(e) |
Date position held/dealing undertaken: |
03 Oct 2024 |
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(f) |
In addition to the company in 1(c) above, is the discloser making |
YES: |
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disclosures in respect of any other party to the offer? |
CENTAMIN PLC |
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2. |
POSITIONS OF THE PERSON MAKING THE DISCLOSURE |
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(a) |
Interests and short positions in the relevant securities of the offeror or offeree |
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to which the disclosure relates following the dealing(if any) |
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Class of relevant security: |
USD 1 ordinary |
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Interests |
Short Positions |
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Number |
(%) |
Number |
(%) |
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(1) |
Relevant securities owned |
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and/or controlled: |
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2,794,910 |
0.67% |
2,632,191 |
0.63% |
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(2) |
Cash-settled derivatives: |
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and/or controlled: |
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2,393,579 |
0.57% |
2,245,038 |
0.53% |
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(3) |
Stock-settled derivatives (including options) |
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and agreements to purchase/sell: |
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130,000 |
0.03% |
160,000 |
0.04% |
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TOTAL: |
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5,318,489 |
1.27% |
5,037,229 |
1.20% |
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(b) |
Rights to subscribe for new securities (including directors and other executive |
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options) |
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Class of relevant security in relation to |
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which subscription right exists |
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Details, including nature of the rights |
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concerned and relevant percentages: |
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3. |
DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER |
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(a) |
Purchases and sales |
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Class of relevant |
Purchase/sale |
Number of |
Price per unit |
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security |
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securities |
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USD 1 ordinary |
Purchase |
190,248 |
26.4134 USD |
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USD 1 ordinary |
Purchase |
76,809 |
26.3028 USD |
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USD 1 ordinary |
Purchase |
48,389 |
463.3302 ZAR |
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USD 1 ordinary |
Purchase |
15,188 |
26.3027 USD |
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USD 1 ordinary |
Purchase |
14,282 |
26.4939 USD |
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USD 1 ordinary |
Purchase |
13,888 |
26.2768 USD |
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USD 1 ordinary |
Purchase |
11,835 |
26.3268 USD |
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USD 1 ordinary |
Purchase |
7,991 |
26.3490 USD |
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USD 1 ordinary |
Purchase |
6,973 |
26.3904 USD |
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USD 1 ordinary |
Purchase |
6,248 |
26.2854 USD |
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USD 1 ordinary |
Purchase |
6,200 |
26.2695 USD |
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USD 1 ordinary |
Purchase |
5,995 |
26.4926 USD |
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USD 1 ordinary |
Purchase |
4,445 |
26.2800 USD |
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USD 1 ordinary |
Purchase |
4,100 |
26.3324 USD |
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USD 1 ordinary |
Purchase |
3,700 |
26.2200 USD |
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USD 1 ordinary |
Purchase |
1,392 |
26.3102 USD |
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USD 1 ordinary |
Purchase |
1,300 |
26.2850 USD |
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USD 1 ordinary |
Purchase |
1,276 |
26.3074 USD |
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USD 1 ordinary |
Purchase |
1,092 |
26.2799 USD |
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USD 1 ordinary |
Purchase |
1,000 |
26.2700 USD |
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USD 1 ordinary |
Purchase |
700 |
26.2807 USD |
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USD 1 ordinary |
Purchase |
616 |
26.2637 USD |
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USD 1 ordinary |
Purchase |
400 |
26.4053 USD |
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USD 1 ordinary |
Purchase |
324 |
26.4282 USD |
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USD 1 ordinary |
Purchase |
300 |
26.2750 USD |
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USD 1 ordinary |
Purchase |
300 |
26.2250 USD |
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USD 1 ordinary |
Purchase |
227 |
26.2842 USD |
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USD 1 ordinary |
Purchase |
200 |
26.2300 USD |
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USD 1 ordinary |
Purchase |
200 |
26.2050 USD |
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USD 1 ordinary |
Purchase |
165 |
26.2481 USD |
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USD 1 ordinary |
Purchase |
115 |
26.2500 USD |
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USD 1 ordinary |
Purchase |
73 |
26.2100 USD |
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USD 1 ordinary |
Purchase |
31 |
26.2400 USD |
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USD 1 ordinary |
Sale |
314,846 |
26.3834 USD |
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USD 1 ordinary |
Sale |
48,389 |
463.3302 ZAR |
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USD 1 ordinary |
Sale |
8,261 |
26.3210 USD |
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USD 1 ordinary |
Sale |
6,601 |
26.2788 USD |
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USD 1 ordinary |
Sale |
5,684 |
26.2936 USD |
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USD 1 ordinary |
Sale |
5,000 |
26.2773 USD |
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USD 1 ordinary |
Sale |
4,100 |
26.3324 USD |
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USD 1 ordinary |
Sale |
4,053 |
26.2800 USD |
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USD 1 ordinary |
Sale |
3,600 |
26.2200 USD |
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USD 1 ordinary |
Sale |
3,506 |
26.2824 USD |
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USD 1 ordinary |
Sale |
3,010 |
26.2683 USD |
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USD 1 ordinary |
Sale |
2,794 |
26.2776 USD |
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USD 1 ordinary |
Sale |
2,681 |
26.2949 USD |
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USD 1 ordinary |
Sale |
2,097 |
26.4920 USD |
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USD 1 ordinary |
Sale |
1,200 |
26.2369 USD |
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USD 1 ordinary |
Sale |
630 |
26.4161 USD |
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USD 1 ordinary |
Sale |
520 |
26.2988 USD |
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USD 1 ordinary |
Sale |
432 |
26.3657 USD |
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USD 1 ordinary |
Sale |
420 |
26.2875 USD |
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USD 1 ordinary |
Sale |
265 |
26.3403 USD |
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USD 1 ordinary |
Sale |
246 |
26.5000 USD |
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USD 1 ordinary |
Sale |
240 |
26.8166 USD |
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USD 1 ordinary |
Sale |
208 |
26.4767 USD |
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USD 1 ordinary |
Sale |
200 |
26.4750 USD |
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USD 1 ordinary |
Sale |
165 |
26.2915 USD |
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USD 1 ordinary |
Sale |
165 |
26.2481 USD |
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USD 1 ordinary |
Sale |
116 |
26.3413 USD |
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USD 1 ordinary |
Sale |
115 |
26.2500 USD |
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USD 1 ordinary |
Sale |
102 |
26.2202 USD |
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USD 1 ordinary |
Sale |
59 |
26.4500 USD |
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USD 1 ordinary |
Sale |
31 |
26.2400 USD |
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USD 1 ordinary |
Sale |
26 |
26.3396 USD |
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USD 1 ordinary |
Sale |
15 |
26.5200 USD |
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USD 1 ordinary |
Sale |
15 |
26.2700 USD |
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USD 1 ordinary |
Sale |
10 |
26.6300 USD |
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(b) |
Cash-settled derivative transactions |
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Class of |
Product |
Nature of dealing |
Number of |
Price per |
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relevant |
description |
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reference |
unit |
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security |
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securities |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,691 |
503.4607 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,412 |
477.9044 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
702 |
492.6315 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
756 |
460.6029 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
45 |
460.6954 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,000 |
461.9888 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
954 |
462.1453 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
665 |
462.1963 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
6,398 |
462.6650 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
8,417 |
462.7919 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
8,121 |
463.0555 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1,945 |
463.3274 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
936 |
463.4262 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
2,439 |
463.4530 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
61,329 |
463.5702 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,460 |
463.6583 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
9,293 |
463.9728 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
3,744 |
464.1900 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
13,686 |
464.2689 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
5,670 |
464.8296 ZAR |
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USD 1 ordinary |
SWAP |
Decreasing Short |
1 |
468.8796 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,000 |
461.9102 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
665 |
462.1177 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
6,398 |
462.5863 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
8,417 |
462.7132 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
8,121 |
462.9768 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
9,639 |
463.1465 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,408 |
463.2393 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,439 |
463.3742 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
223,156 |
463.3845 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
61,329 |
463.4914 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,257 |
463.7054 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
4,001 |
463.8640 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
9,293 |
463.8939 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
8,431 |
463.9306 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,744 |
464.1110 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
3,336 |
464.1900 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
2,689 |
464.3457 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
10,350 |
464.3756 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
1 |
468.8000 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
9,639 |
463.0979 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
2,408 |
463.2139 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
223,156 |
463.3242 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
5,257 |
463.6451 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
4,001 |
463.8152 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
8,431 |
463.8819 ZAR |
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USD 1 ordinary |
CFD |
Increasing Long |
2,689 |
464.2969 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
756 |
460.6283 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
45 |
460.7553 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
954 |
462.2054 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
1,945 |
463.4339 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
936 |
463.4748 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
5,460 |
463.7070 ZAR |
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USD 1 ordinary |
CFD |
Decreasing Long |
5,670 |
464.8784 ZAR |
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USD 1 ordinary |
SWAP |
Increasing Short |
5,000 |
26.2788 USD |
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(c) |
Stock-settled derivative transactions (including options) |
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(i) |
Writing, selling, purchasing or varying |
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Class |
Product |
Writing, |
Number |
Exercise |
Type |
Expiry |
Option |
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of |
description |
purchasing, |
of |
price |
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date |
money |
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relevant |
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selling, |
securities |
per unit |
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paid/ |
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security |
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varying etc |
to which |
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received |
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option |
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per unit |
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relates |
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(ii) |
Exercising |
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Class of relevant |
Product description |
Exercising/ exercised against |
Number of |
Exercise price per |
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security |
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securities |
unit |
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(d) |
Other dealings (including subscribing for new securities) |
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Class of relevant |
Nature of Dealings |
Details |
Price per unit (if |
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security |
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applicable) |
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4. |
OTHER INFORMATION |
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(a) |
Indemnity and other dealings arrangements |
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Details of any indemnity or option arrangement, or any agreement or understanding, |
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formal or informal, relating to relevant securities which may be an inducement to deal |
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or refrain from dealing entered into by the exempt principal trader making the disclosure and any party |
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to the offer or any person acting in concert with a party to the offer: |
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NONE |
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(b) |
Agreements, arrangements or understandings relating to options or derivatives |
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Details of any agreement, arrangement or understanding, formal or informal, between |
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the person making the disclosure and any other person relating to: |
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(i) the voting rights of any relevant securities under any option; or |
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(ii) the voting rights of future acquisition or disposal of any relevant securities to which |
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any derivative is referenced: |
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NONE |
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(c) |
Attachments |
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Is a Supplemental Form 8 (Open Positions) attached? |
YES |
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Date of disclosure: |
04 Oct 2024 |
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Contact name: |
Large Holdings Regulatory Operations |
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Telephone number: |
020 3134 7213 |
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DETAILS OF OPEN OPTION AND DERIVATIVE POSITIONS, AGREEMENTS TO |
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PURCHASE OR SELL ETC. |
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Note 5(i) on Rule 8 of the Takeover Code (the "Code") |
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1. |
KEY INFORMATION |
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Identity of the person whose positions/dealings |
Barclays PLC. |
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are being disclosed: |
|||||||
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Name of offeror/offeree in relation to whose |
ANGLOGOLD ASHANTI PLC |
||||||
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relevant securities this from relates: |
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2. |
OPTIONS AND DERIVATIVES |
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Class of relevant security |
Product description |
Writing, purchasing, selling, varying etc |
Number of securities to which option relates |
Exercise price per unit |
Type |
Expiry date |
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USD 1 ordinary |
Put Options |
Purchased |
-160,000 |
22.0000 |
American |
21 Mar 2025 |
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USD 1 ordinary |
Put Options |
Written |
130,000 |
15.0000 |
American |
17 Jan 2025 |
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3. |
AGREEMENTS TO PURCHASE OR SELL ETC. |
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Full details should be given so that the nature of the interest or position can be fully understood: |
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